MiFID II reporting

Automated MiFID II transaction reporting software and ARM services

Automate MiFID II transaction reporting with integrated data ingestion, validations and direct ARM submission to improve accuracy, reduce breaks and ensure ongoing regulatory compliance.

AQMetrics simplifies MiFID II transaction reporting by combining automated data ingestion, real-time validations and direct submission through our Approved Reporting Mechanism. Firms can submit accurate reports daily, resolve errors faster and manage back reporting confidently, all within a single, controlled platform.

Core capabilities of our MiFID II reporting solution

Integrated Technology Software
Flexible data ingestion from any source

Accept trades via SFTP, existing ARM formats, Excel uploads or manual entry, making migration and ongoing submission straightforward.

Outcome: faster onboarding with minimal IT effort.

Data Management Complexity
Dual-layer validations for higher accuracy

Validate data at ingestion and again against regulatory rules aligned with European Securities and Markets Authority and Financial Conduct Authority requirements, including LEI and eligibility checks.

Outcome: fewer rejections and cleaner submissions.

End-to-End Data Automation icon
Direct ARM submission and feedback

Submit reports through AQMetrics’ authorised ARM with automated status updates, error feedback and machine-to-machine notifications.

Outcome: faster resolution and operational confidence

Regulatory Compliance Alerts and Data Validation Icon
Back reporting and expert support

Correct historical errors or submit missing trades with structured workflows and guidance from our Transaction Reporting Centre of Excellence.

Outcome: controlled remediation without disrupting BAU reporting.

How it works

Regulatory Software icon
Capture and validate trades

Trades are ingested automatically from source systems and checked for completeness, format and regulatory accuracy.

Dependable Data icon
Review and correct

Errors are flagged clearly in the dashboard with contextual messages so teams can fix issues quickly.

Automated Workflow icon
Submit and monitor

Reports are sent via the AQMetrics ARM, with status tracking, confirmations and historical access for reconciliation and audit.


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What our clients have to say

“We have been impressed with AQMetrics’ focus and commitment to regulatory reporting and are excited to partner with their team to enhance our services.”

Tyler Kim
Global Head of Fund Services
Maples Group

WHY AQMETRICS?

Why firms partner with AQMetrics for MiFID II reporting

Firms choose AQMetrics to replace fragmented reporting tools and manual processes with a single, reliable platform that combines technology, regulatory expertise and ARM connectivity.

We help clients:

  • reduce rejected trades
  • streamline daily operations and
  • manage both business-as-usual and back reporting with confidence.
Key benefits of our MiFID II reporting solution
  • Fewer rejected reports: dual validations catch issues before submission.
  • Lower operational overhead: automated ingestion and workflows replace manual handling.
  • Simpler ARM migration: support for existing file formats reduces IT change.
  • Full transparency: clear error messages, status alerts and historical access.
  • Expert remediation support: dedicated guidance for complex back reporting exercises.
Our MiFID II reporting solution is ideal for

Firms with high reporting volumes, complex trade flows or strict regulatory scrutiny, including:

  • Investment firms and broker-dealers executing reportable transactions across multiple asset classes
  • Trading venues (exchanges and multilateral platforms) responsible for accurate market reporting
  • Systematic Internalisers (SIs) internalising client flow and managing large daily transaction volumes
  • Market makers and liquidity providers with intraday or high-frequency activity
  • Compliance and operations teams replacing manual or legacy ARM processes
  • Organisations addressing historical reporting gaps or remediation

FREQUENTLY ASKED QUESTIONS

AQMetrics’ MiFID II reporting software automates transaction reporting by integrating data ingestion, real-time validations and direct submission via ARM. It helps firms submit accurate reports daily, resolve errors quickly and manage back reporting within a single platform, simplifying compliance and reducing manual effort.

AQMetrics validates data at ingestion and against regulatory rules aligned with ESMA and FCA requirements, including LEI and eligibility checks. This reduces rejections, ensures cleaner submissions and maintains regulatory compliance efficiently.

The platform supports multiple trade input methods (SFTP, Excel, manual), offers automated data validation, direct ARM submission with status updates, error feedback and tools for correcting historical errors, all within a controlled environment.

MiFID II transaction reporting is a regulatory requirement for financial firms to report details of their trades to authorities like ESMA and FCA, ensuring transparency and market integrity across European markets.

Accurate reporting helps firms comply with regulations, avoid penalties, and maintain operational integrity. It also ensures transparency, reduces errors, and supports effective audit and reconciliation processes.

An ARM is a regulated platform that facilitates the submission of transaction reports to authorities. It ensures reports are compliant, timely and include status updates and error notifications to streamline regulatory reporting.

Find out more about our MiFID II reporting solution


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Authorised and Regulated by ESMA and the FCA, and ISO 27001 Certified


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