Unified regulatory framework

Automated regulatory reporting across global regulations

Manage complex regulatory reporting obligations with a unified framework that automates reporting across EU, UK, US, and global regulations from a single platform.

Our Unified Regulatory Reporting Framework brings regulatory, transaction and financial reporting together in a single, scalable platform. By centralising data, regulatory logic, and workflows, firms can manage EU, UK, US, and global reporting obligations more efficiently, reduce operational risk, and maintain consistent, auditable compliance across regimes.

WHO WE WORK WITH

Core capabilities of our Unified Regulatory Reporting Framework

Data Management Icon
Unified regulatory data management

Centralise transactional, position, reference, and investor data into a single regulatory data model. Flexible ingestion and mapping eliminate manual transformations and create a consistent source of truth for regulatory reporting across regimes.

Rules Workflow Icon
Rules-driven regulatory logic and validations

Apply embedded regulatory rules, classifications, and jurisdiction-specific validations automatically. Built-in cross-checks and error detection reduce rework, improve accuracy, and ensure filings align with regulatory guidance.

Automated Workflow icon
Configurable workflows and multi-jurisdiction reporting

Manage regulatory reporting through configurable workflows, role-based access, and dashboards. Prepare and reuse reports across EU, UK, US, and global regimes while automatically applying local regulatory requirements.

Audit Trail icon
End-to-end reporting, auditability and control

Generate regulator-ready outputs and maintain a complete audit trail of data, calculations, reviews, and approvals. Support internal governance, audits, and regulator enquiries with full transparency and confidence.

EU & UK REGULATORY REPORTING COVERAGE

MiFID II reporting
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EMIR reporting
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Annex IV reporting
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US REGULATORY REPORTING COVERAGE

Form ADV reporting
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Form PF reporting
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CPO-PQR reporting
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SEC Schedule 13 forms
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GLOBAL REGULATORY REPORTING COVERAGE

MAS OTC reporting
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Transparency directives
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Designed to scale with regulatory change

The Unified Regulatory Framework supports new regulations, jurisdictional extensions, and evolving reporting requirements without re-engineering core data or workflows, enabling firms to scale compliance with confidence.

AQMetrics Regulatory Technology Risk Management - Risk Reporting Software Screens

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What our clients have to say

“We have been impressed with AQMetrics’ focus and commitment to regulatory reporting and are excited to partner with their team to enhance our services.”

Tyler Kim
Global Head of Fund Services
Maples Group

WHY AQMETRICS?

Why firms partner with AQMetrics for unified regulatory reporting

To simplify regulatory reporting obligations across multiple jurisdictions and regimes. AQMetrics replaces fragmented tools and manual processes with a single rules-driven regulatory reporting platform that enables them to:

  • reduce complexity across global reporting regimes
  • replace siloed systems and spreadsheets with a single regulatory reporting framework
  • apply consistent regulatory logic across transaction, regulatory and transparency reporting
  • maintain confidence in regulatory submissions through strong controls and auditability
  • team up with a regulated partner with high governance standards
Key benefits of AQMetrics’ our Unified Regulatory Framework
  • Reduced regulatory and compliance risk: embedded rules and validations help prevent errors, late filings, and regulatory challenges.
  • Lower operational burden: centralised data, workflows and multi-jurisdiction reporting reduce manual and duplication effort.
  • Consistent reporting across regimes: a unified data model ensures consistent outcomes across different regulations and jurisdictions.
  • Improved governance and oversight: role-based workflows, dashboards and audit trails provide visibility and accountability throughout the reporting lifecycle.
  • Scalable compliance model: expand regulatory coverage without re-engineering data or processes as obligations evolve.
The Unified Regulatory Framework is ideal for

Financial institutions with complex, multi-regime regulatory reporting obligations, including:

  • Asset managers and fund managers reporting under AIFMD, UCITS, Form PF, and Form ADV
  • Investment firms and broker-dealers subject to MiFID II, EMIR, and SEC reporting
  • Banks and financial institutions managing transaction, prudential, and financial reporting
  • Compliance, regulatory reporting, risk, and operations teams responsible for multi-jurisdiction filings
  • Firms looking to replace fragmented regulatory reporting tools with a single, scalable platform

FREQUENTLY ASKED QUESTIONS

The framework helps firms manage complex regulatory reporting obligations across multiple jurisdictions like the EU, UK, US, and globally from a single platform, improving efficiency and compliance.

It centralizes data, applies embedded regulatory rules, classifications, and validations automatically, and includes built-in cross-checks and error detection to reduce rework and improve accuracy.

Yes, the Unified Regulatory Framework supports new regulations and evolving reporting requirements without re-engineering core data or workflows, allowing firms to scale compliance confidently.

Regulatory reporting involves submitting financial and transaction data to authorities to ensure compliance with laws and regulations governing financial institutions and markets.

Different regions have varying regulations, data requirements, and reporting formats, making it complex for firms to manage and ensure consistent compliance across multiple jurisdictions.

A unified platform simplifies processes, reduces manual work, minimizes errors, ensures consistent compliance, and provides audit-ready reports for multiple regimes from a single system.


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