Blog

Insightful updates and expert analysis on regulatory compliance and risk management.

SEC Looks to Restart Swaps Regulation Effort, Harmonise Rules with the CFTC

The US Securities and Exchange Commission (SEC) last week announced its intentions to implement much-anticipated rules for the regulation of security-based swap execution facilities.

European Commission Delays Full Implementation of SFDR for 6 Months

The European Commission yesterday confirmed that it intends to delay the next round of the Sustainable Financial Disclosure Regulations, otherwise known as Level 2 RTS rules, by six months.

CP86 Revisited: the 6 Key Roles of Irish Mancos

The rise of Irish management companies (Mancos) show few signs of abating, with assets under management continuing to climb and private equity behemoths like the Carlyle Group looking to cash in on the trend.

The Manco of the Future: Digitise Your Services & Grow Your Business

Mancos become a major force in the EU investment management industry.

ALFI Risk Update: Funds Come to Terms with New Liquidity Stress Tests

Now in its 15th edition, the ALFI European Risk Management Conference has become a staple among European risk managers, with the one day event providing a whirlwind tour of the risk landscape – and a fantastic opportunity to network with peers.

Five Key Things You Need to Know About 18F-4

Here, we present the five things they need to know before the rules go live in August 2022.

AQMetrics Regulatory Round-up: May 2021

  Welcome to AQMetrics regulatory round-up, a monthly initiative that keeps readers abreast of all the latest regulatory news and events.   May proved to be another busy month for regulators, with liquidity again a key focus. Following an ESMA consultation two months ago, the...

CBI’s Dear Chair Letter: How Can UCITS Firms Bolster Liquidity Frameworks?

CBI puts Irish UCITS firms on notice, warning in a Dear Chair Letter that they must do more to bolster their Liquidity Risk Management (LRM) frameworks before the end of the year.

“Seamless” MiFID II Transaction Reporting migration for Kepler Cheuvreux

Kepler Cheuvreux had a need to replace its incumbent solution, and undertook an extensive search to find a platform authorised as an Approved Reporting Mechanism (ARM) that could meet its needs - and offer the simplest migration path possible.

CBI Warns UCITS Firms on Liquidity Management

CBI this week warned that UCITS firms must do more to bolster their Liquidity Risk Management (LRM) frameworks.

Efama Calls for SFDR Deadline Extension

Efama has called on EU supervisors to delay its SFDR reporting rules, citing what it says are an unrealistic deadline, inconsistent reporting standards and high costs of procuring and processing data.

FCA Outlines Regulatory Roadmap, With Focus on New Fund Types and ESG

The FCA issues the third edition of the Regulatory Initiatives Grid, outlining its regulatory roadmap for the next six months in its latest bi-annual report.

MiFID II Transaction Reporting Platforms: What to Look For

Are you getting the most out of your MiFID II transaction reporting platform?

FCA Appoints First ESG Director, Reiterates Commitment to Sustainable Finance

FCA appointed its first ever Director of ESG this week, tapping Legal & General Investment Management’s (LGIM) Sacha Sadan for the new role.

Latest ESMA Alternatives Survey Highlights Ongoing Liquidity Risks

ESMA highlights the potential liquidity issues within EU alternative funds, in its third annual statistical report on the Alternative Investment Fund (AIF) sector.

The EU Taxonomy: Uncertainty Must Not Breed Complacency

By far the biggest regulatory change this year has been the SFDR regime, which went live on 10 March 2021.

ESMA Proposes Changes to MiFIR Transaction and Reference Data Reporting Obligations

ESMA publish Final Report on the review of transaction and reference data reporting obligations under MiFIR.

ESMA Publishes UCITS Liquidity CSA, Highlights Areas for Improvement

ESMA this week published the results of its 2020 Common Supervisory Action on UCITS liquidity risk management (LRM), outlining a number of key areas that still need improving.

ALFI Regulatory Update: SFDR and Liquidity Key Focus Points

Panelists looking at issues as diverse as market abuse, cross-border distribution, costs and fees, SFDR and, of course, liquidity risk management.

Funds Congress 2021: Regulators Outline Focus on Liquidity and ESG

This year’s Funds Congress was starkly different to that at the QEII Conference Centre in Westminster last year, just weeks before Covid-19 upended traditional events and networking.

IOSCO Calls for Better ESG Disclosure Standards

IOSCO board, which includes regulators from some 34 countries globally, identified three main areas for improving disclosures by companies and asset managers.


Deprecated: Function Vc_Base::addPageCustomCss is deprecated since version 7.7! Use vc_modules_manager()->get_module( 'vc-custom-css' )->output_custom_css_to_page() instead. in /var/www/vhosts/abcdigital.ie/dev2.qikweb.com/wp-includes/functions.php on line 6131

Deprecated: Function Vc_Base::addShortcodesCustomCss is deprecated since version 7.6! Use Vc_Base::addShortcodesCss instead. in /var/www/vhosts/abcdigital.ie/dev2.qikweb.com/wp-includes/functions.php on line 6131

Client Success Stories

Don’t just take our word for it, hear how our clients solved their problems with AQMetrics

Success Stories

Join the AQMetrics Team

At AQMetrics, we're constantly seeking exceptional talent to join our team.

Careers

Latest News and Regulatory Insights

Expertly crafted resources from AQMetrics for our partners and customers

ALL RESOURCES