Automate MiFID II transaction reporting with integrated data ingestion, validations and direct ARM submission to improve accuracy, reduce breaks and ensure ongoing regulatory compliance.
AQMetrics simplifies MiFID II transaction reporting by combining automated data ingestion, real-time validations and direct submission through our Approved Reporting Mechanism. Firms can submit accurate reports daily, resolve errors faster and manage back reporting confidently, all within a single, controlled platform.
Accept trades via SFTP, existing ARM formats, Excel uploads or manual entry, making migration and ongoing submission straightforward.
Outcome: faster onboarding with minimal IT effort.
Validate data at ingestion and again against regulatory rules aligned with European Securities and Markets Authority and Financial Conduct Authority requirements, including LEI and eligibility checks.
Outcome: fewer rejections and cleaner submissions.
Submit reports through AQMetrics’ authorised ARM with automated status updates, error feedback and machine-to-machine notifications.
Outcome: faster resolution and operational confidence
Correct historical errors or submit missing trades with structured workflows and guidance from our Transaction Reporting Centre of Excellence.
Outcome: controlled remediation without disrupting BAU reporting.
Trades are ingested automatically from source systems and checked for completeness, format and regulatory accuracy.
Errors are flagged clearly in the dashboard with contextual messages so teams can fix issues quickly.
Reports are sent via the AQMetrics ARM, with status tracking, confirmations and historical access for reconciliation and audit.
Firms choose AQMetrics to replace fragmented reporting tools and manual processes with a single, reliable platform that combines technology, regulatory expertise and ARM connectivity.
We help clients:
Firms with high reporting volumes, complex trade flows or strict regulatory scrutiny, including:
AQMetrics’ MiFID II reporting software automates transaction reporting by integrating data ingestion, real-time validations and direct submission via ARM. It helps firms submit accurate reports daily, resolve errors quickly and manage back reporting within a single platform, simplifying compliance and reducing manual effort.
AQMetrics validates data at ingestion and against regulatory rules aligned with ESMA and FCA requirements, including LEI and eligibility checks. This reduces rejections, ensures cleaner submissions and maintains regulatory compliance efficiently.
The platform supports multiple trade input methods (SFTP, Excel, manual), offers automated data validation, direct ARM submission with status updates, error feedback and tools for correcting historical errors, all within a controlled environment.
MiFID II transaction reporting is a regulatory requirement for financial firms to report details of their trades to authorities like ESMA and FCA, ensuring transparency and market integrity across European markets.
Accurate reporting helps firms comply with regulations, avoid penalties, and maintain operational integrity. It also ensures transparency, reduces errors, and supports effective audit and reconciliation processes.
An ARM is a regulated platform that facilitates the submission of transaction reports to authorities. It ensures reports are compliant, timely and include status updates and error notifications to streamline regulatory reporting.