The FCA’s governance reality check: why UK EMIR Refit failures are systemic
The UK EMIR Refit mandated radical technical shifts aimed at greater market transparency. Yet, the FCA’s recent Market Watch 84 delivers a stark post-implementation reality check, confirming that the root problem is not merely technical, but a systemic failure of governance and operational frameworks within the financial sector.
Read moreFCA cracks down: Market Watch 82 demands action on UK MiFID Transaction Reporting
FCA's Market Watch 82 pushes firms for robust UK MiFID transaction reporting. Remediation, back-reporting, and breach notifications are under scrutiny. AQMetrics, an ESMA and FCA-authorised DRSP, delivers regulated ARM services, giving your firm the assurance and transparency needed for seamless compliance.
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