DORA Compliance: CSSF extends RoI submission deadline – What it means for Luxembourg firms

This extension comes after the European Supervisory Authorities (ESAs) published observations from their user acceptance testing, highlighting common issues that caused RoI validation failures. In response, the CSSF has issued updated guidance to help financial institutions fix errors and resubmit their reports.

The ESA’s Observations from testing of RoI reporting to the ESAs – Key common issues identified document lists numerous specific error codes ( Rule Code 805, 807, VR_71, 720) with descriptions of the issues they represent. These include problems like missing key columns, foreign key violations, invalid LEI codes, incorrect file names, and missing mandatory values.

Time is tight, but there’s still a window to act

At AQMetrics, we’ve been supporting clients across Europe with their RoI submissions from day one. Now, as we move into phase 2 of corrections and resubmissions, we’re working closely with firms to resolve the most common pain points:

• Invalid or outdated templates
• Errors in dropdown values and field formats
• Misaligned legal entity identifiers (LEIs)
• Technical validation failures flagged by ESAs

We understand the process, the pressure, and the pitfalls,  and we’re here to help you navigate them

Built for DORA, designed for resilience

DORA isn’t just another compliance obligation. It’s a call to strengthen your operational resilience and future-proof your risk management strategy. Whether your submission was rejected or you’re still preparing your first RoI, now is the time to get it right.

AQMetrics’ DORA RoI solution is purpose-built for DORA compliance: 

• Seamless import and validation of EBA templates
• Automated formatting and regulator-specific logic
• End-to-end reporting and submission workflows
• Proven track record with ESAs and national regulators